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SEC Rule 10b-5
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21	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoJanuary 26, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-26 17:39:27 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act United States Securities Act SEC Rule 10b-5 Investment Advisers Act Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
22	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 13, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-13 16:03:03 Financial regulation Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Registered Investment Advisor Securities Act Securities Exchange Act SEC Rule 10b-5 United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
23	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-04 17:44:45 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Sarbanes–Oxley Act United States securities law Financial regulation Business
24	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoJanuary 30, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-30 16:49:45 73rd United States Congress United States Securities and Exchange Commission Business Financial regulation Vodafone Securities Exchange Act AirTouch SEC Rule 10b-5 Securities Act United States securities law SEC filings Finance
25	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoFebruary 23, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-23 17:18:36 Financial regulation Registered Investment Advisor Securities Exchange Act Investment Advisers Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Act United States Financial system United States securities law United States Securities and Exchange Commission 73rd United States Congress
26	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 1, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-01 13:24:44 Pro forma Securities Exchange Act Accounts payable SEC Rule 10b-5 Securities and Exchange Commission Business United States securities law Finance Government
27	Microsoft Word - Policy 10 - Insider Trading - FINAL.docx Add to Reading List Source URL: wwwext.amgen.com Language: English - Date: 2015-04-08 18:32:26 Financial economics Financial system Corruption Insider trading SEC Rule 10b5-1 SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission United States securities law Economics Stock market
28	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 15, 2015 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-15 13:15:50 U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 Government United States United States securities law Financial regulation Investment Advisers Act
29	Case4:14-cvYGR Document110 Filed03Page1 of Add to Reading List Source URL: regmedia.co.uk Language: English - Date: 2015-04-01 19:12:09 Advanced Micro Devices Scienter Basic Inc. v. Levinson Intel SEC Rule 10b-5 Tellabs Inc. v. Makor Issues & Rights Ltd. Class action Law United States securities law Private Securities Litigation Reform Act
30	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 9, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-09 17:30:28 Financial regulation Securities Exchange Act Securities Act U.S. Securities and Exchange Commission SEC Rule 10b-5 United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission

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